While possibilities are endless in the realm of private banking and investment, two elements set the limits within which these take shape – policy and regulations. In the first case, asset managers and depositary banks deal with the lines of action laid out by investors or fund prospectus themselves. In the latter, the operational boundaries are set by local and international directives.
In either of those cases, there are rules to meet. When breaches occur, fund managers risk to face hefty fines or to lose the basis of all functioning investor-to-manager relationship – trust.
The investment limits monitoring component of Depowise removes the danger of accidentally breaking those boundaries. Tailoring the configuration of limit checks and notifications on the rules to follow, be them at the fund or institutional level, the software automatically detects breaches and ensures effective compliance.